Wealth Tap (Pty) Ltd is an independent and fully licenced Financial Services Provider offering financial planning and wealth management advice, financial coaching and intermediary services to private clients and corporates.
The company’s focus is to form an advisory partnership with clients. The process involves empowering clients through education and experience to make informed investment and financial planning decisions, facilitating the implementation of those decisions, monitoring and overseeing the progress and reviewing on a regular basis.
We believe that the process of empowerment can only be achieved through an agreed partnership between the parties founded on skill and education. Over time experience will translate into mutual trust which will result in a mutually beneficial relationship. For this reason, we will sign a Service Level Agreement which helps define our relationship clearly.
By following the above process combined with a highly systemised and secure back office, results in peace of mind for all parties, much in the same way as watching a sunset brings peace to the observer. Over and above this, in challenging market conditions, the stability the processes in place provide will help manage any irrational behavioural reactions. After all the sun will come up again tomorrow.
Vision and Mission
The vision is to be a company that is known for professionalism, quality advice and service.
The mission is to empower clients through education and on-going interaction using meetings, seminars and one-on-one coaching. Through partnering with clients, we aim to empower them enough to feel they can take responsibility for their decisions.
Company Objectives
To empower clients through knowledge by partnering with them in the planning, implementation and monitoring process of their financial planning.
To offer high touch service to a limited client base.
To ensure that clients make informed decisions.
Company Processes
To follow a highly systemised process to client consulting and administration of portfolios using offsite and on-site back-up and an integrated CRM and planning tool.
To outsource compliance.
To partner with another financial services provider in order to ensure succession.
To outsource all accounting and financial management.
To advise using a process driven approach.
Wealth Tap is a Category 1 licenced Financial Services Provider authorised by the Financial Services Conduct Authority (FSCA) to provide Advice and Intermediary Services for the following categories:
Long-term Insurance: Subcategory B1
Long-term Insurance: Subcategory C
Retail Pension Benefits
Pension Fund Benefits (excluding retail pension benefits)
Securities and Instruments: Shares
Securities and Instruments: Money Market Instruments
Securities and Instruments: Debentures and Securitised Debt
Securities and Instruments: Warrants, certificates and other instruments acknowledging debt
Securities and Instruments: Bonds
Securities and Instruments: Derivative instruments excluding Warrants
Participatory Interests in one or more Collective Investment Schemes
Deposits as defined in the Banks Act – exceeding 12 months
Deposits as defined in the Banks Act – 12 months or less
Long-term Insurance: Subcategory B2
Long-term Insurance: Subcategory B2-A
Long-term Insurance: Subcategory B1-A
Structured Deposits
Participatory Interests in a Hedge Fund